Republic
by Plato
Mostly using Paul Shorey's translation
Reading Notes--Adam Kissel
After hearing an excellent lecture on this book by Herman Sinaiko, I do
not think these notes are quite right.
See corrections, to come.
Book
I - 24 chapters of elenchus
(Shorey arranges the books into chapters)
I. [327a] Socrates agrees to stick
around to see the "new" (kainon) thing [consider persuasion vs.
force].
II. [328b] Socrates asks Cephalus how
old-age is.
III. [329a] Ceph. says that in old age,
even though there are external ills, the passions subside (hai epithumiai
pausOntai katateinousai kai chalasOsi). But character remains (ho tropos
tOn anthrOpOn) [kosmios, eukoloi]
IV. [329e] Ceph. on epieikEs vs. mE
epieikEs. It is good to pass on to the next generation something more than you
received. [ties into giving what is due].
Socrates on the love of one's creations--people
who make money love it, and they come to love money too much, to the exclusion
of other things.
V. [330d] Cephalus: while wealth easily
corrupts the bad man, wealth is worth most to the good man (epieikei). He has
considered his own sins and virtues, now being old and near death. The bad must
fear the afterlife [consider justice as future-oriented and related to fear].
The good use wealth to pay debts; the bad use it, or the desire for it, to deceive
in order to gain wealth for themselves.
Socrates presents a situation ethic regarding justice
(dikaiosunE) in specific cases. [Justice is more complicated than a simple
rule, in this analysis.]
truth
telling - it is OK to lie to a
madman
paying debts - it is OK to not pay a madman
Cephalus
leaves [because he embodies the alternative that justice presents civic duties
and has to do with fear--or because he see what Socrates is about to do and
embodies the alternative of the wise old man who doesn't need to go through the
philosophizing of Socrates with the young?]
Meanwhile, Socrates puts off the horse-viewing in
order to keep chatting.
VI-VII. [331e] What is justice?
Polemarchus for Simonides on justice: justice = to give each his due (to ta
opheilomena hekastOI apodidonai)
Socrates: what does "due" mean? This is the harder question.
Polemarchus: the "due" is the good (agathon, vs. kakon). [This is
exactly what Socrates means in Book VI explaining that the argument goes nowhere.]
And this applies to all, both friends and enemies. But what is due an enemy
[echthros]? Harms (blabas). But this seems to be the good for the actor, if for
anyone, and not for the enemy. The locus for benefits and harms, for the just
man, is war and with one's allies.
Socrates gets Pol. to agree that
1. Justice is
also useful in peace
2. Peacetime
arts make things
3. Justice
makes partnerships work justly.
What kind of
partnerships?
Socrates: not
those merely of art/craft
Pol.: therefore, those dealing with money
What kind of
transactions?
Socrates: not
those in which expertise in particular objects is needed
Pol.: therefore, those dealing with money as the object
-- expanded to all transactions about safeguarding objects or money. [Justice
preserves the potential use of good by keeping track of and giving each the
proper goods and harms.]
VIII. [333e] Socrates:
1. The one
able to do something for good, has the ability also to do it for evil
2. The just man does have ability to preserve goods for potential use, but the
same ability can redistribute goods for potential misuse (here, by giving an
amount different than what is due, creating waste or deficiency)
3. The just man has a neutral ability that permits either virtue or vice in
distribution
[4. The just man has something more beyond the ability or skill, beyond deinos.
It is more than something mathematical.]
Again:
1. Soc: True
friends are those who really are friends
2. Pol: people love those they deem good (chrEstous), hate those they deem bad
(ponErous)
3. Both: People err in deeming good and bad
4. Soc: Justice is giving each what is really due, not what seems
to be due. It is just to hurt those who seem to be good, if they are
really bad, if hurting the bad is justified. [This confuses Polemarchus.]
5. People who have bad friends should therefore hurt their "friends"
who are bad, but not their true friends. [Here Polemarchus agrees to the
distinction Socrates has been making.]
IX. [335b]
Can the dikaios harm anyone? (Now that the true nature of "enemy"
is more clear.)
1. Harming
animals gives them less virtue, as such.
2. Justice is man's virtue.
3. Harming a man gives him less justice [Though external "harms" are
not so bad; cf. Cephalus above.]
4. The master of an art can, but does not, create things badly or
make them worse in respect of that virtue the artist controls.
5. Even more so, the just man, desiring justice in others, can but does not
make people less just.
a. The good
does not harm;
b. Making-unjust is to harm;
c. The just is good;
d. Therefore, the just man does not make-unjust or harm.
6. So to harm
one's enemies is not of justice.
Socrates: It
is merely the idea of the rich and unrestrained that one justly
harms one's enemies. So still trying to define "to each his due."
X. [336b] Thrasymachus is an
unrestrained man, at least in conversation. But he enters with the same
question: to define precisely "the due." In answer, Soc. shows, in a
sense--when someone is in a bad way about something, it is right not to be
harsh but to show pity (eleeisthai). Socrates says that Thras. is deinos
[how?] -- from above, and not necessarily good or bad.
XI. [337a] Socrates rails against
Thras. for prohibiting the kind of general answers about what justice is that
befit the general term "justice." [The just "penalty" for
ignorance is to be taught. Thras. would impose a fine (implying that
Socrates is less worthy of safeguarding money as a potential good?)] Thras.
instead says that he knows "justice," and Socrates enjoins an
explanation.
XII. [338a]
Socrates shall pay what " he is able to pay--praise, not money--if Thras.
gets it right. [Is that what is "due"--i.e., due the knower?]
Thras.: the just is the advantage of the stronger (to tou kreittonos
xumpheron).
Socrates: So what is just for the stronger is just [advantageous?] for all?
[vs. each his own due]
Thras.: the stronger cares only for itself, doing what is [or what seems?] most
just for only the stronger; the just is what serves the stronger [because the
stronger defines justice anew in each regime].
What does the ruler do?
XIII-XV.
[339b]
1. Being just includes obeying rulers
2. Rulers err; they produce wrong laws; i.e., they pass laws against their own
advantage
3. So the just includes all orders, even the wrong ones? Thras: yes.
4. Elenchus: so subject must both obey orders and act only for the
ruler's advantage, which is sometimes absurd
5. Correction by Thras: the stronger is not always the ruler--he is
"ruler" only insofar as he is right about his advantage
a. This opens the door for deposing the acting
ruler or for disobeying him
b. It also redefines the stronger's right to
rule: he must be correct about his advantage
6. So what
does a ruler do? IF ruling is an art:
a. There is
something about which the art relates, some advantage to the artist from the
object;
b. The art is for the sake of the advantage
c. The art has its own advantage--to be most perfect (malista telean)
[d. Being more perfect, it can bring the best benefit to the artist.
How does the art become more perfect? Through its
use? By making its objects as good as possible? Or through another art?]
e. But Thras. had said (in the case of rule) that, strictly, the art-as-such is
perfect and is misnamed if not perfect, and geared to the benefit of the ruler
[f. So the art would perfectly, without gap, be dedicated to the artist,
in Thras's view. But Socrates has said that the art would be dedicated to the object.]
g. In Socrates' view, then, ruling would be dedicated to the objects of rule =
the subjects, rather than the advantage of the ruler = the artist
[h. Is it possible that by making the objects as good as possible, the artist
gets the best advantage? Or is he in some way not fulfilling his highest
calling merely by acting as the artist?]
7. Thras.
calls Socrates to account. Doesn't the artist define the perfection of his art
as that which best serves him? The shepherd defines the best sheep as those
that can best serve him, which is not necessarily the same as what is best for
the sheep! The ruler actually may be unjust toward the subjects, taking
advantage of the "just" subjects who act in the interest of the
ruler. The just subjects perform justice by tending to the advantage of the
stronger. In fact the unjust ruler still serves himself and his friends best,
which makes him also just towards them and himself; he is happiest; the just
subjects neglect their own special advantage and are most unhappy
(athliOtatous). The unjust ruler creates tyranny, using stealth and force.
Injustice seems
to be operative most of all for the unhappy--those who have suffered
injustice--than for those who do injustice. Full, tyrannical injustice is
stronger, free, and more ruling (despotikisterov). The advantage of the
stronger depends on (1) justice in the citizens toward the ruler; (2)
injustice in the ruler toward the citizens.
XVII. [344d] The
group vs. the tyrannical Thrasymachus. Socrates gets him to remain:
1. Thras. should be concerned for the welfare of the "many" in the
room
2. Thras. has knowledge that may be worth knowing and therefore worth sharing
(if #1 is true)
3. Thras. is probably wrong anyway--the tyrant actually gets less benefit than
the just (i.e., the just is NOT the interest of the stronger)
4. Thras. should persuade the group that he is right after all, if he really
believes what he has said
5. Thras. should persuade the group openly and without deception
It appears
that Socrates is trying to train Thrasymachus in care for the group--in other
words, training him in Socratic justice.
Socrates: IF
ruling is an art, then just as the shepherd makes the sheep best (i.e., best
for the sheep), the ruler makes the people best [but for whom?] The true
ruler/shepherd has the leisure to take control because he already has
everything he needs [but does such a human one exist?]
Socrates:
Does the ruler want to rule [since he serves the ruled]?
Thras.: Yes [because he mainly serves himself].
XVIII. [345e]
Socrates: But some rulers are not tyrants; they seek pay in exchange for
services.
A. Each art
provides a particular benefit to the artist [taking Thras's side]
B. This benefit remains even if side-benefits such as payment accrue (e.g.,
basket-making and basket-selling are different arts)
C. Is there any value in the art itself? (Thras.: No. [He is now thinking about
pay--as though basket-making has no value apart from basket-selling.]
D. Socrates: If the value is not in the art then it must be in the object
[why not in the artist? From the perspective of the rule-sellers, at
least, this is true.]
E. So such a ruler says that needs pay to make up for serving the good of the
subjects, or tries to avoid the penalty for refusing to serve them.
XIX. [347a] What
is the penalty? [especially regarding the epieikestatoi, the finest, who
sometimes rule to avoid the penalty]
1. The good
(agathoi) rule not for money or honor (chrEmatOn, timEs) -- Socrates is simply
asserting the opposite of what Thrasymachus was saying--Socrates has turned to
what is the case what the just are the ones ruling.
2. The
agathoi must be compelled to rule on the basis of avoiding penalty, since there
is no actual benefit they get in ruling
3. The
greatest penalty is to be ruled by the unjust
4. So the
most just will seek to rule; it is a self-imposed compulsion. In the ideal
state, people would contend NOT to rule rather than to rule. (See Books
VI-VII.)
But still
unanswered: what does the ruler do? How to give each his due?
Does the good
ruler prefer to be benefited by the rule of another (which would imply that the
other ruler is more able to rule, more just) or to rule others himself (which
implies that he is the best ruler)?
Whose life is better: the UNJUST or
the JUST man?
Thras. is
more like the unjust; Glaucon, the just, saying that the group should try to
come to terms with Thras. rather than be in conflict with him, requiring a
judge to intervene to decide "justice" for them (which is less
preferable than knowing it for oneself).
XX. [348b]
Thras.:
injustice -- "vice" -- pays benefits; justice -- "virtue"
-- does not pay back benefits. This is because he who is just has good
character (euEtheian) without good judgment (euboulian), but he who is unjust
at least has good judgment. Thras. would add that the unjust man is also
phronimos and agathos (prudent and good), on the basis of his ability [but this
was refuted at chapter VIII].
Socrates is
upset: adikia has been declared aretE and sophia! Perfect injustice does
seem to require prudence and wisdom and other virtues! But Thras. is talking
about dunamis which Socrates is tacitly talking about choice
--Socrates demonstrates care for the relationship and the person; Thras. only
for the argument.
Next:
(1) the just man seeks his due in relation to the just and the unjust; ditto
for the due of others;
(2) the unjust are worse,
(3) because the just seeks to exceed the unjust in the virtue called JUSTICE!
[still not defined]
[(4)
Meanwhile, the unjust seeks to exceed all in advantage] Socrates:
really, in all? Thras: yes [meaning: in "all advantages"].
XXI. [349c]
How does
the just exceed the unjust? A
series of unproven assertions.
1. People are
good in their art, insofar as they are phronimos in it.
2. The phronimos wants to exceed the not-phronimos in the activities of the art
3. The knower wants/chooses to exceed the not-knower in the praxis
[Note the change of terms. Does the not-knower
want to exceed in advantage like the unjust does? But for Thrasymachus, the
unjust is the phronimos, so S's terms do not match T's. Thus, T says, perhaps.]
4. The knower is wise and good (sophos, agathos)
5. The knower seeks not to exceed other knowers, but seeks to exceed the
not-knowers
6. The not-knower is bad [this is merely stated], and seeks to exceed all
[again, not demonstrated. Thus, T says, it seems.]
7. People "are" that which they are "most like".
8. So the just are good and wise (in respect of justice and just actions, by
Socrates' unstated definitions), while the unjust are bad and ignorant (in
respect of justice).
[Likewise, by
this reasoning, the just are bad and ignorant regarding personal gain, while
the unjust are good and wise regarding personal gain, seeking to exceed the
just]
XXII. [350d]
[Socrates may seem to be winning the argument, but Thras. is not willing to go
through it again in order to fight it. Thras. will not agree, without referring
to specifics, that justice = virtue and wisdom while injustice = vice and
ignorance.] But they agree: injustice is stronger and more able
(dunatOterov)--so is knowledge really on the side of justice or injustice?
Persons and groups
XXIII. [351c] An object's function is
what it is best for, or what it is necessary for.
1. A group achieves its
advantage by justice within the group; the group having justice also has
homonoia and philia. Injustice inhibits group action and group benefit.
2. A person, insofar as a person is a composite, needs justice within himself if the whole person is to benefit. Injustice in the self inhibits that.
3. Even an unjust group benefits best from justice within the group; likewise, an unjust person benefits his whole person if he has justice within himself, serving the advantage of the whole self. [See far ahead, Book VIII.]
XXIV. [353a] Is an object's virtue
that which renders it most useful for another, or that which renders it
best able to perform its function for itself?
The soul has a double function: life
and thought. So its virtue is justice (ordering itself to best serve
life and thought together), toward happiness.
[484a]
introduction - Socrates: the goal (even in this digression) is
to know how the just life exceeds/differs from the unjust (ti diapherei bios
dikaios adikou). The philosophers can apprehend the eternal and unchanging--by
this we distinguish them from the not-philosophers, who wander amidst
multiplicity. This apprehension gives the philosophers knowledge of the essence
of things. Thus they have the first qualification to be leaders in a state
(where leaders are the guardians who guard the laws and pursuits of society, or
at least appear competent to: dunatioi phainOntai phulaxai nomous te kai
epitEdeumata poleOn). Philosophers have sight of the most true (alEthestatov)
and always use it most deeply to establish laws about kalos, dikaios, and
agathos, when necessary to establish them, or else to preserve them actively
once such laws are established.
explanation
Soc: is not seeing the truth as
bad, philosophically, as is blindness with regard to everyday life?
Glaucon: yes
[in other words: you can still get around, but
you don't really know what's going on--you can trust others and your own
instinct and some learning, but you will easily be tripped up by the
unexpected.]
Soc: so, like the blind, the non-philosophers should not be guardians (because
they do not know what they are guarding, and they could not create new laws
when necessary).
other qualifications for guardians
(1)
experience
(2) all virtue, to a degree
superior to that of others
[485a]
How do these
other qualifications arise?
A.
education and maturity (487a)
B. from
birth, a certain starting nature
(phusis). Such a nature loves (eraO) the eternals it must know.
Such a nature seeks all knowledge.
(2a) abides in truth, against falsity--because,
loving knowledge, such a person loves that of two opposites which most overlaps
with knowledge or is most like knowledge.
C. from childhood on, the prospective guardian must
seek all truth, because if one seeks all truth, the soul is forced to desire
truth as strongly as possible, weakening other desires--this process aims at
the soul's pleasures rather than those of the body.
(2b) seeking
truth therefore produces temperance, and no lust for wealth
[486a]
(3)
[not necessarily a qualification, but another difference between the
philosopher and the non-philosopher]
the philosopher is not illiberal.
The
philosopher always seeks integrity and wholeness of the human and
divine [this apparently follows from the desire for all knowledge of the
unchanging = some kind of wholeness. Illiberality takes limitations and change
into account, which is not appropriate for the highest pursuits of the
philosopher.] The philosopher thinks about the whole: grandeur (megaloprepeia),
all time, all existence, and will be held back by mere thoughts of actual human
life (anthrOpinon bion), especially by thoughts of death. So a liberal spirit
qualifies one for true philosophy [but not necessarily for being a willing and
happy guardian in the city!]
Such a
philosopher is orderly (kosmios), because temperate; not petty, not
afraid of death--so the true philosopher has no reason to be unjust. [The
problem is that if the philosopher becomes a guardian, he will want to focus on
eternals rather than human living and dying--his focus will be on human
wholeness, if that is no contradiction in terms.] He is both just abd gentle
(hEmeros), not unsocial or savage (duskoinOntos kai agria).
(2c) Soc:
so is the next qualification that he must be a good learner, because it
is hard to love philosophy if it's difficult and painful to perform? Gl: Yes.
[But the philosopher loves knowledge and wisdom, not necessarily philosophy
itself.] Soc: Also, since he must retain what is learned, he will love
philosophy if it conduces to knowledge. A sufficient (hikanOs)
philosopher will therefore also have good memory.
(2d)
(1) Truth is like
measure and proportion
(2) Therefore the
mind that is well-measured and of good grace (emmetrov kai eucharin), by
nature, leads it to the true being of each thing.
(3) Lack of harmony
and seemliness (amonsou te kai aschEmonos) produces a lack of proportion
(ametrian)
(4) Therefore the
one lacking such harmony and measure will not so easily be led on
to truth like the philosopher is.
[487a]
conclusion
So the philosopher has the
right qualifications to have a sufficient and complete apprehension of reality
[which, in the preface, Soc. had said such a one uses to establish or maintain
just laws]. The more full set of qualifications: good memory, good learner,
magnificent [megaloprepEs], of good grace, friendly to and similar to
truth, justice, courage, temperance; completed by education and maturity.
[487b]
Adeimantus' response: the challenge to this argument is that,
somehow, the die-hard philosophers turn out to seem useless to society. [But
this is in the society's uneducated and disordered view.] So perhaps Soc's
argument above does have a flaw somewhere, and it could be Glaucon's inexperience
in dialectic that has led him to miss the flaw. [So they will have to make
sure they understand dialectic before assessing this idea.] Furthermore, Soc
could be just playing and intentionally leading Glaucon astray for some other
purpose.
Socrates responds: Rather than continue in
this manner, I'll use a parable [eikonos]. The goal here is to express how hard
it goes for the most decent man [epieikestatOn] in relation to the state. [And
to be true to the original goal, to show how the life of this just man differs
from that of the unjust.]
Ship Parable
The pilot is not perfect but
the best on the ship, yet the sailors take over for the sake of power and for
feasting. The science of navigation and the true art of piloting are different
than the haphazard "art" of simply seizing the helm. The sailors
simply don't understand the actions or the art of the pilot. Ditto the
city-dwellers in relation to the true philosophers. The epieikestatoi of the
philosophers are useless to the many because the many cannot properly use these
most decent men. [Can the philosopher or someone else teach them how to do so,
or must one train up children from youth in the art of proper use of
philosophers?] It is not in the nature of the philosopher to offer his services
to the many, but the many must realize their need and then turn to the
philosopher for his enlightened rule. [How will they recognize their need? Why
must the philosophers wait to be asked?] The many cannot understand the
philosopher; worse, the philosopher is disparaged as useless.
[489e]
Now, if the many actually get worse,
do we blame the philosopher?
Half-ironic interlude
It is "most surprising of
all" that, in imperfect society, the aforementioned virtues tend to
corrupt the soul and divert it from philosophy. So do what are normally called
goods (things that are good for use in the city)--beauty, wealth, strength, and
business contacts.
[493e]
1) the many
only can conceive of particulars
2) they therefore cannot conceive of essences
3) therefore they can't pursue philosophy because they don't know that what
they're pursuing is wisdom when it comes to essences
4) they therefore will censure the philosophers, who seem to be avoiding the
particulars
Then:
A. The boy
with a natural philosophic bent is called so because he has the natural virtues
of memory, courage, etc.
B. He will be identified by the many as a standout
C. The many will encourage him to develop his gifts, not for his own sake but
for theirs
D. This attention will give him ambition and pride
E. The honors they give him will seem satisfying and he won't know how far he
is from knowledge of eternals
F. His natural talents will be diverted on account of the multitude's poor
habits
G. Because they have censured the philosophers, and because they fear to lose
his services, they prevent the philosophers from turning him toward philosophy
and away from their particulars.
All this
assumes that the philosopher has no intention of condescending to rule over
particulars. [495a] Meanwhile, the sophists, who enjoy applying philosophical
pretensions to the city's particulars (which the citizens prefer), make
philosophy into a kind of vulgar craft that focuses the soul in the wrong
direction. [Does the philosopher-guardian who deals with particulars end up
suffering the same, or is he immune from this because his soul is securely
focused toward eternals? Does the philosopher-guardian sacrifice for the good
of the people?] The sophistic craftiness begets sophisms rather than genuine
knowledge.
Response
by Adeimantus
[497a]
Adeimantus: So is any of our states suitable for philosophy?
Soc: None. The problem is that no state is suitable for the growth of the
philosophic nature.
Adeim: But how about the ideal state described earlier?
Soc: More or less. The state must not only start out with a proficient
lawgiver, but also must maintain itself through the same political reasoning of
that lawgiver. Such a state takes up philosophy not merely for the training up
of the young for greatness, but for the mature when, at the height of the
soul's ability, they may be happiest. The old have only to philosophize to live
happily (along with having a few incidentals to permit the body to survive).
The body lives to support philosophy! An old philosopher has a favorable fate.
[498c] Adeim:
But the many won't be convinced about all this.
Soc: That's because they have experienced so-called "philosophy" when
they were too young, and they experienced it as performed by sophists who were
manipulating opinion. But if they were to see true philosophic virtue they
probably would respond in kind. The riotous, false "philosophers"
study the changing human things, but the philosophic lawgiver is
"equilibrated and assimilated" (parisOmenon kai hOmoiOmenon) in
virtue--both in word and deed, as much as possible. The philosophic lawgiver
rules the city of like virtue, the city with its eye on the eternal. Such a
person encourages the many to have free (eleutheros) and beautiful (kalos)
discussions for the sake of knowing.
[end of half-ironic interlude]
[500b]
A more reasonable view: how will the
citizens be won over to philosophy?
I. The
philospher
A. Keeps his
eyes on the truth, and forms himself according to the true characteristics of
the virtues, as far as possible (out of a natural inclination to imitate what
is admired by him)
1. Always
existing and unchanging
2. Neither does nor suffers injustice
3. Exists in harmony according to logos
B. In
contrast, he avoids the things of men while attending to his personal
formation--especially avoiding strife, envy, and hate
C. By
associating with the divine order, he becomes more orderly and divine
II. The
ruler
A.
Democracy
1. The
citizens will start out calumniating the philosopher, saying he is poor at
instilling temperance, justice, and all civic virtue.
2. But his duty is to mold the state in accordance with eternal truths (as he has
molded himself). If the citizens understand, they will become less harsh. How?
a. The
philosophers must wipe away the false opinions about philosophy and
philosophers
b. Then the philosophers must establish a constitution, and as they proceed,
(1) They
look, on the one hand, at the eternal nature of the just, beautiful, temperate,
etc.;
(2) They look, on the other hand, at what they are trying to make among
men: an image of the divine within men, loved by the divine.
c. The
citizens must admit that
(1) The
philosophers, whatever else they do, are lovers of the truth (alEtheias
erastas);
(2) Their nature is of the best (aristos);
(3) If anybody is completely good and philosophic, it's such a nature once it
has been cultivated accordingly
(4) [implied: the philosopher is not only best but also trying hardest to
produce the best polity]
d. How to get
them to admit these things? Let's assume that they are shamed into
assenting to let the philosophers give it a try, if they are not also persuaded
to do so.
B.
Autocracy
Such a
process can be accomplished best by a philosophic ruler who already enjoys the
obedience of the people. To answer the challenge of long ago [Book V], the
possibility of such a philosophic nature properly cultivated is a real
possibility, so the possibility of the above transformation of the citizens,
constitution, and state is also a real possibility.
[502d]
How will following generations
preserve the state? What will they do in the state?
Education of the next rulers:
1. They must
be lovers of the state; this should be proved by tests of their ability
to persist in the greatest studies against the desire to pursue those
things that would show they are merely lovers of themselves (the test is
whether they maintain their studies in the face of diversionary pleasures and
pains).
2. They must
be philosophers.
3. They are
therefore few, because such philosophers are few, as stated above--they must be
active in study as well as all virtue, yet orderly and stable (vs. the
over-courageous), incorporating a good and fine combination of both
temperaments (active and yet orderly).
4. Though we
do not yet know the good, we see that the constitution shall need guardians who
do know the good, so that the state can be completely ordered (506b).
What are these "greatest
studies"? (mathEmata
megista)
1. Adeim. and
Socrates discuss the fact that there is an easy education that satisfies the
lazy, but an education of reality and precision is what is needed for the
guardians, who shall guard both the state itself and its laws.
2. The
guardians need to study beyond knowing "justice" and
"virtue" and the outlines of the highest things, to an exact
knowledge of the highest things.
3. They
especially need the idea of good (hE tou agathou idea) by which all
just, all useful and beneficial things become so. They can't securely trust in
good things without the idea of good, which is not yet fully understood in this
conversation.
Socrates: Is there any use in proceeding without
having and knowing the good in itself?
Adeim: No. [But this is the situation of all
people all the time! (see below)]
Socrates: [505d-e] Knowing the semblance of the
good is not satisfactory.
So what is the good?
I.
Background
A. The many
say that it is pleasure, but there are bad pleasures.
B. The more sophisticated say it is phronEsis, but they describe it only as
phronEsis of the good, which does not define the good after all.
C. Souls do, however, have an intuition (apomanteuomenE) of what it is.
D. Socrates: It is not enough to have (necessarily blind) opinions or to know
the opinions of others. Nor is it enough to have true opinions without knowing
why they are true. (But here it is enough for Glaucon!) E. Socrates says he
does not yet know the good. So instead let's talk about what seems to spring
from and resemble the good--which is admittedly a second-best pursuit [though
Adeim. said above that it was therefore not worth pursuing; evidently Socrates
does have patience for pursuits other than the highest one]--even though it is
still a pursuit of permanent things, which are proper to the philosophic
pursuit.
II. Turn
back from to agathon to ta
agatha and ta kala. (Notes
on Organization of Knowledge)
A. ta
agatha partake of to agathon, the idea of good or the good in itself
(auto agathon).
B. We perceive ta agatha with senses, and most of all with sight, which
requires light as a medium.
C. Vision and the sun are connected as effect and cause.
D. Analogy -- the good is to the sun as good things are to vision
E. Analogy -- Knowing-reality is to using-the-sun's-light as
opining-in-the-world-of-change is to mingling-with-darkness
F. The idea of good is the cause of knowledge of good things, that they are
good--e.g., knowledge, truth.
G. Knowledge and truth are secondary to the habit of the good: hexis tou
agathou.
Adeim: Is the
good, then, [since it is not knowledge, which is secondary] pleasure itself
(see I.A above)?
Socrates: Hush. Let's take the comparison further.
H. The sun
makes possible the very existence of many things that also are seen.
I. Likewise, the good makes possible various goods that are the objects of
knowledge.
J. The good is not being (ousia), but transcends it in dignity (presbeia) and
surpassing power (dunamei huperechontos).
K. Analogy: the sun is to visibles as [the good?] is to intelligibles.
[509d]
The Divided Line
A line divided into four parts,
arranged proportionally according to clearness, truth, and reality. The
proportion is the same across the four parts, e.g. 1:2:2:4. Why is the division
like this? Let us leave that for later [see 534a].
A. The
Visible (realm of doxa)
1. Shadows,
reflections (eikasia)
2. Actual visibles (realm of pistis)
B. The
Intelligible (realm of noEsis,
nous)
1. realm of dianoia
- where the soul makes deductions from assumptions, based on universal
agreements [which themselves take on the character of doxa and render
the whole argument ungrounded and unstable]
2. realm of nous
- where the soul makes inductions from assumptions to principles,
using the dialectical power [epistEmE, 533d]. Assumptions are merely
hypotheses from which to rise to first principles and then no longer need the
assumptions. Only after reaching first principles does one deduce conclusions
[a kind of dianoia], never entering the realm of sense [the visible].
Book VII
Image of the Cave
After the prisoner is freed to see
objects in the light of the fire, with some of the sun's dim light entering in,
and after then being freed from the cave to see objects by the light of the
sun, then things in the heavens (which cast their own light) and heaven itself,
and finally to see the sun itself, he infers that the sun is a main cause of
the visibles. He is happier to contemplate his deeper wisdom and better life.
Meanwhile, the remaining prisoners would ridicule him (upon his return) for his
inability to succeed in their lesser system of honors.
Entering the realm of the sun's light
is like ascending to the intelligibles--but God knows whether the
analogy is true. The region of the known has within it the idea of good,
which is the last and hardest of the things to know; but knowing it would lead
to the conclusion that it is the cause of all that is right and beneficial. It
is the generator of light, the lord of truth and nous--and this situation must
be admitted by anyone acting wisely either in private or in public.
Once catching glimpse of the
intelligibles, it is hard for him to be persuaded to return to the affairs of
men [which change and which are in the realm of images and pistis rather than
of dianoia and noEsis). The distinction here is between the divine
contemplations (theiOn theOriOn) and the regular human things (anthrOpeia).
Moving into new realms of light or darkness will be confusing at first. There
must be a conversion from darkness to light by turning the whole
person from the world of becoming to the world of being. The
goal is "to be able to endure the contemplation of essence" and
"the brightest region of being" (518c), namely, the good.
Art of Conversion to the Good
The action of the soul in this regard
may happen naturally if the soul is pointed toward the first principles.
There could be an art of directing the soul most efficiently in this
manner. Already there are ways to educate the soul in pistis and dianoia--habit
and practice accomplish most of this--but noEsis, phronEsis, is more divine and
would require a different art--it is about turning the soul rather than
creating a virtue (518e). A person needs to be converted toward the true,
especially he who has keenness of mind but is currently looking only toward the
lower ends.
A. People
unsuited to rule
1. Those
uneducated and inexperienced in truth, because they have no single purpose
(skopon) in life to which they direct all their public and personal activities;
2. Those who
imagine that only the divine contemplations are worth performing, for they will
perform no other actions throughout their life except mere philosophizing.
B. As for
those educated to get the vision of the good:
1. They
should be reminded that they have been specially educated;
2. Especially they should be reminded that their good fortune in this regard is
due to the good policies of the city.
3. Since these educated young people are just,
4. They will agree to share their abilities in the city, for the sake of the
whole.
5. Since there shall be many such people educated in this manner [those few
compared to the whole], their public service may be brief and quickly handed on
to the next person--they will take turns.
6. Furthermore, several guardians can rule together as friends, not needing or
wanting to jockey for office.
7. In fact, the ability to enjoy philosophy over rule is what makes some people
able to rule well--instead of wealth, they have true happiness, a good and
wizened life (zOEs agathEs te kai emphronos).
C. As for
those who get the vision of the good on their own -- they have no reason to repay the city and no
such responsibility to serve it [but perhaps they come to see that they should
choose it anyhow]
D. Socrates:
Does any other lifestyle than the philosopher's scorn political office?
[Perhaps fishing for categories such as artist, priest.] Glaucon: No.
1. Only the
true philosopher does not love rule.
2. A well-ruled city requires one who scorns office.
3. Only the true philosopher can guard the city; i.e.,
a. being the most wise (phronimOtatoi);
b. able to run the best city;
c. has a life better than the political life,
which
d. provides its own honors.
[521c]
So, since the well-run state needs
these people, how do we produce them?
1. We are not
looking at this point for the greatest study = study of the essence of
the good.
2. Rather, we are looking for the study that effects the conversion to true
philosophy--to draw the soul from the realm of becoming to the realm of being.
The goal is to awaken thought [523a]. So the secondary studies are actually just
a prelude to actual dialectics.
3. [This conversion should happen as early as possible in life, but not too
early--not before the child is ready.]
4. It is likely that the conversion will happen during the training in
soldership--so the conversion should not detract from the athletic
skill-building, which is something else altogether [and distracts the soul from
actually engaging in dialectics].
5. Music encourages harmony, order, measure, grace, but it does not provide the
turn toward transcendence that is sought.
6. All the arts likewise lack this pressure toward transcendence--they are base
(banausoi) and not sciences.
7. All art, all dianoia, all science, must distinguish and use numbers and also
must calculate by way of preparing the future leader.
Why is
numeration/calculation so important?
It drives the mind toward ousia.
a.
Distinguishing one thing from another provokes some thought, but necessarily
toward ousia.
b. More important, simultaneous contradictory perceptions provoke
thought. We look for something else going on that will resolve (epikrinountos)
the difficulty. E.g., great-yet-small, soft-yet-hard, become seen as continuous
properties rather than each as a separate entity. We are led from the visible
(horaton) to the intelligible (noEton).
c. Both dianoic and noEsis may be provoked.
d. The contradiction compels the soul to aporein kai zEtein, to be at a
loss and to inquire. The soul arouses in itself ennoia.
e. We always see things as ones made up of a plurality of parts. This
contradiction leads us to study the being of unity, and then on to study true
being itself.
f. In fact, all number and calculation tends to move from the visible items
what is intelligible about number.
g. But the danger is that numeration could facilitate conversion to philosophy,
on the one hand, but on the other hand, it could facilitate huckstering.
h. The training therefore must be carefully monitored.
i. Discussion about number should move as quickly as possible away from any
reference to actual objects [i.e., minimize 'word problems' as well as math
drills at this level].
j. Some mathematical concepts will prove untranslatable to real objects,
anyway.
k. Math ultimately compels the soul to use noEsis about truth itself.
Other reasons
why math is important:
- It is a
skill useful to the general and soldier.
- It helps identify the naturally able in philosophy, distinguishing both the
quick and the tenacious.
- It helps improve, for everyone, thinking skills more generally.
[526c]
8. After math,
the following studies. It is difficult to believe (pisteusai), or to go
along with others (xundokei), that such studies rejuvenate and purify this
important part of the soul. [Perhaps this purification occurs because the
students run out of time for other pursuits?]
a. Geometry.
(1) Useful in
war, and in fact for all later studies.
(2) Facilitates direction toward the idea of good, toward ousia rather
than genesis.
(a) There are great contradictions between
objects and the terms used to describe them
(b) The object of this study is gnosis,
knowledge of that which always is.
b. Solid
Geometry -- solids are not useful except when in motion (astronomy), so the
study is not usually held in honor; thus there is no patient expert to teach
it. Nevertheless it is the next study.
c. Astronomy
(1) Useful
for domestic and military skills.
(2) Compels the soul to look upward
(a) This is
not an obvious way to describe what happens. It is not the same as studying the
actual heavenly bodies; these are merely paradigms [as is the whole of
the sample state Socrates is imagining]. Objects are always deficient when it
comes to studying being, because objects also change.
(b) The description is metaphorical [cf. 516a]. We apprehend the truths of
astronomy by logos and dianoia, not by opsis.
(c) Problems or contradictions in observed phenomena, nevertheless, help compel
the soul beyond, while abstract "problems" that ignore the actual
objects will do even more.
d. Other
studies of motion
(1) Harmony.
Like astronomy, it does not deal with real sounds, but with general problems
about concordant numbers.
(2) There is a study which is the study of finding out what all these
studies hold in common
[532a-b]
A second description of dialectics
It occurs through reason (logos),
without any aisthEsis, working towards the essence of each thing, toward
knowing (noEsis) what is the good in itself. It is about leading the best part
of the soul to the best essence.
[532d]
Glaucon's response
"I accept this as the truth; and
yet it appears to me very hard to accept, and again, from another point of
view, hard to reject." [Shorey, p. 199: "This sentence is fundamental
for the understanding of Plato's metaphysical philosophy generally. Cf. Unity
of Plato's Thought, p. 130, n. 192, What Plato Said, p. 268 and p.
586 on Parmen. 135c. So Tennyson says it is hard to believe in God and
hard not to believe."]
Glaucon continues: So what is
dialectic? [as though Socrates hasn't been pointing to it the whole time]
Socrates responds: That question is very hard to answer. It requires someone
with experience in dialectics [which the others would have, along with
Socrates, if they had been doing their part] to then go ahead and work out what
it is.
[533c]
A third description of dialectics
It is giving an account of one's
assumptions--finding true starting points (archE) so as to move to true
conclusions and to epistEmE. It does away with hypothesis toward the archE
itself.
[534b] Reprise.
- The dialectician gives an account of each thing, against all comers
including himself, out of the power of science and not of opinion;
- Children should be trained to be dialecticians first (and statesmen second,
as needed)
- Dialectics should be set by law as the highest study
- Qualities of the ideal student--he or she must be proficient in both body and
soul.
- The difficulty of getting philosophy a good name because of the sophists.
Wrapping up.
I. Just as a person is deficient if not
interested in the virtues of both body and soul, a person also must both:
A. utterly
despise the voluntary lie
(hekousion pseudos)
1. Hate it
(misEI)
2. Be troubled by it in himself (chalepOs pherEI autE)
3. Be greatly angered by the lies of others (huperaganaktEI)
B. utterly
despise the involuntary lie
1. Be
distressed when he is convicted of being unstudied
2. Be sensitive to his ignorance when he notes it in himself
Also,
C. For the
sake of not embarrassing philosophy, the students must be well prepared in the
virtues of body and mind before they become rulers [this now looks more like a
concession than a part of building the whole person, which has not therefore
been eliminated]
D. The person
becoming a ruler must be a younger man trained aright, rather than an older one
set more or less aright
II. The preparatory studies leading to
the conversion to philosophy are for the young, who may freely choose them and
therefore retain what is learned. The studies should be presented as play.
A. To
maintain the freedom of the kids
B. To help the elders determine their natural capacities.
III. There is a conflict between
vigorous exercise of the body (which produces fatigue and sleep) and that of
the soul, so during the gymnastic training, kids will not be expected to get
very far. Only afterward, when the student revisits his earlier studies, will
he form a synopsis of the branches of study and start to understand
their relationship to the nature of things. The synoptikos is a dialektikos,
and if not synoptikos, then not dialektikos.
IV. The danger of dialectic, and a
solution.
A. Analogy:
The adopted child trusts and honors his putative parents, putting more stock in
them than his flatterers. Then, finding he is adopted, he will lose trust in
them and heed the flatterers more. Likewise, the young man who find it
difficult to ground conventional morality [not having the idea of the good]
will easily be tempted to give it up, and, not yet discovering the true ground,
will imagine that there is no such thing and then will choose whatever
lifestyle flatters him. The man has too quickly translated aporia in
thought back into the world of sense and law [aporein without zEtein]. He will
use disputation merely as play--but here is the time to be serious--dialectic
is about more than mere contradiction. Such circumstances make it easy to
discredit philosophy as something useful or productive of good citizens.
B. Solution:
make sure that the young men already have been trained up in virtue. They must
already have orderly and stable natures (tas phuseis kosmious einai kai
stasimous).
V. Phases of education (somewhat
kidding)
1.
Preparatory exercises of the mind
2. Bodily exercise (2-3 years)
3. Study of dialectics--synoptics (about 5 years)
4. Military and civic experience (15 years)
5. By age 50, the time for youthful study is past! It is time to look upon the
good itself.
[540a]
What then?
6. Using all
their skills, drawing on their knowledge of the good in itself, the
philosopher-guardians use the good (and the conclusions they draw from it) as a
paradigm for ordering (a) the polis; (b) the citizens (idiOtas); (c)
themselves
7. As said above, they take turns ruling, but mostly they are studying
philosophy (preferring it)
8. They prepare the future generations of guardians
9. They take on a kind of divine status
Reprise:
girls can become guardians too.
Here we
have a difficult but possible model for the preservation of a philosophic
state.
[540d] The
values of the guardians: they scorn the honors of rule; instead prizing the
right (orthos) and its honors. They regard justice (dikaios) as the greatest
and most necessary thing [by why not GOOD? - this is a second-best
pursuit], and it is by stamping the city with the form of true justice that
they rule.
[Glaucon's
dumb questions continue to inspire Socrates to humor. E.g., here at the end,
Glaucon asks, So how will they administer the city? Socrates answers, At first
they shall separate children from parents and make a fresh start of it all!
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